ALESSANDRO PACINI
The Niello of Naturalis Historia
Niello is a technical decoration that is made by filling engravings,
usually of gold or silver with black sulphide (also called niello) made
up of an alloy of copper, silver and lead. After it has been ground
the sulphide is cast in the engraving, that has been prepared in advance.
The work is then flattened and polished so as to obtain a good chromatic
contrast between the black of the niello and the colour of the base
metal.
The Document Sources
The word niello is derived from the
Latin adjective nigellus, a, um that can be translated as "blackened",
an adjective used very little in Latin literature and does not refer
to a goldsmith's technique.
The oldest literary source of niello
is usually considered from the Naturalis Historia of Caius
Plinius Secundus (23-79 A.D.) book XXXIII, 131:
"The Egyptians
coloured silver, as seen in the vases of their God Anubi (1), coloured
it, but the silver wasn't chaste. Afterwards this material was also
used for triumphant statues; it is strange that the price increased
when the shine is darkened. It is done thus: mixed with silver with
a third of pure copper from Cyprus, that is called coronarium,
and sulpuris (sulphur) vivi (2) with the same quantity
of silver; put on the fire in a terracotta vase covered in clay; the
time of cooking is till the cover opens by itself. It also becomes darker
like the yolk of a hard boiled egg, this black however disappears with
a mixture of vinegar and clay".
(translated from Latin by A. Pacini).
After Plinio we must wait for the
old antique formulas in order to find the compositions that would correspond
to the niello, such as the Papyrus X of Leida, found at
Thebes in Egypt and dates back to the end of the III century A.D.:
"Asem
(3), 2 parts; lead, 4 parts. Put in an empty vase of terracotta. Pour
over triple the quantity of sulphur apyre, and after put in the oven
to melt. When taken out of the oven flatten it and make whatever you
would like. If you want to make an object with designs, with hammered
or cast metal, then file and cut: it won't rust" (formula 36).
(translated by M. Berthelot).
Or the Mappae Clavicula,
another chemical fromula dating back to the IX-X century A.D, in which
the formula 195 was found, that is Composition of nigelli and
aurum:
"Take two parts
of silver and one third of copper and the same quantity or a little
more of sulphur. Cast the first two in a crucible in an oven, then progressively
add sulphur. When it is calcined and mixed, put into a mould or in something
similar and beat while still hot to make it thinner. Then leave it to
cool".
(translated from Latin by Schweizer). (4)
Book III of The colours and
the arts of the Romans by Eraclio attributed to Garzya Romano
(5) in the XI century A.D. contains a formula for the niello with lead
in which the title compares to the word nigellus:
"How do we make
the niello.
When you want to make the niello, take argento vivo (6), copper
and lead in equal quantities, and put them in a crucible like a cup,
to cook together. Then take 6 denari of sulphur and mix with the other
ingredients, and agitate. Remove from the fire, and without cooling,
put in a vase; then take the atramento (7) and dilute with wine
and make your form with the silver and the atramento , immediately pour
it over the argento vivo powder, copper and lead, until it is all fused,
and it will make a beautiful niello". (48)
The other fundamental test is Books
III of Diversarum artium schedula by Teophilus,
given to Garzaya Romano in the first half of the XII century. The formula
used by us of Teophilus corresponds to the classic niello containing
lead, the same as the beautiful description by Benvenuto Cellini
in his Trattati. The proceedings of the Trattati
correspond to that still used by modern craftsmen.
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Engraved silver ring.
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Niello with lead from
the formula of Benvenuto Cellini.
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Grinding of the niello.
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Wet niello on the
ring
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Fusion in the oven
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Polished surface
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The interpretation of the text
Many Roman Silvers have beautiful
decorations inlaid with niello, those manufactured up to the, IV-III
century B.C. and come principally from treasures found in Roman castra
in Gaul, Britain and Germany. Also the Roman rings with niello engravings
are usually attributed to a period of the Late Roman Empire. Objects
however made before the introduction of lead in the composition of the
niello, according to Schweizer were up to the X century A.D. But how
then can the niello work without lead? On the other hand the use of
a bimetallic niello (copper-silver) without lead has been proved to
have been used in the Roman times, the analyses having been made on
original pieces.
Before reconstructing the experiment
of Plinio's fromula I had to resolve the problem of the interpretation
of the text. The step in fact was not very clear, given that the Latin
historian seemed to describe two different techniques : the patination
of silver and the production of a niello without lead.
The black patination of silver is
well known by every goldsmith, and today it has become known as the
so-called liver of sulphur that is potassium sulphide diluted
in water and applied when hot, on an object to be blackened.
The use of a hard boiled egg yolk
definitely refers to a tint of silver, in fact it is possible to obtain
a uniform and lucid black patina on silver by rubbing the very hot surface
with an egg yolk until this carbonises. This doesn't keep a true and
proper patina, as the black obtained goes away easily with a light abrasive,
for example clay dissolved in vinegar.
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The blackening of the silver during with the carbonisation of the hard boiled
egg yolk.
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The interpretation of the second part
is a little more difficult. As I didn't manage to understand the meaning
of conflantur. I had to look at all the cases in which Plinio,
in the XXXIII book, wrote regarding the thermal treatment of precious
metals. The Latin writer was precise and used various verbs to indicate
various operations, such as :
Fundere
"Bronze and iron melt well with pine wood and also with Egyptian papyrus, gold with straw". (XXXIII-98).
The meaning of the verb is - that
which renders liquid, literally is to fuse.
Torrere
Bake also (gold) with
double the weight of salt, triple of misy, and another time with two
portions of salt and a stone called sciston. (XXXIII-88)
Bake also (gold) with double the weight
of salt, triple of misy, and another time with two portions of salt
and a stone called sciston. (XXXIII-88)
Ignescere
Until itself (the
gold) becomes red in colour similar (as fire) and incandescent. (XXXIII-60)
The meaning of the verb is - to become
incandescent, without fusing. Regarding the annealing of metal
Coquere
(Gold) to refine,
is alloyed with lead. (XXXIII-63 and 136)
The precise meaning of the verb is
- to cook, but in the case of metals to decompose, dissolve by fire.
Plinio is describing the refining for cupellation. In this case it is
necessary to use an oven and here there is the similarity between cooking
and food.
Conflare
Putting them on the
fire in vases covered with clay. (XXXIII-136)
The meaning of the verb is - to put
together two or more things on the fire to unite by heat, fuse together.
I had therefore translated conflantur
as to put on the fire instead of to fuse and coquendi
to cook instead of fusing being the translations closest
to the meaning to the root of the verb and therefore I believe that
Plinio was describing the calcining of the alloy and not the fusing
of it. To consider opening the terracotta lids, even though they were
sealed with clay, dose not mean the end of the fusion. In fact the fusion
of the metal alone doesn't open the lids of the pots. However, perhaps
the fusion gases produced by the slow combustion of the sulphur could
open the lids.
The reconstruction of the ancient
techniques
For the experiments I used pure silver
and copper (electrolytic) and pure sulphur in powder, that is sulphum
vivum of Plinius. The oven and the crucibles were made by Manuela
Petti with soil from Murlo (near Siena, Italy).
Manuela perfected, and made functional various types of ovens and ceramic crucibles using as a base reference
Etruscan fragments found in Murlo from the VII century B.C. After numerous
attempts she was able to reach a point when the clayey paste became
extremely refractory then it was possible to proceed with the preparation
of the crucibles (miniscule for the niello with a 'bowl' for the fusion
of the bronze) and for the ovens. Those specifically for making the
niello were very simple, in reality to handle a cylindrical container
with a lid. On the other hand that used to melt the niello onto the
jewel required a kiln (a small room with a uniform temperature, isolated
from the combustion) with a system of ventilation (with leather bellows,
also made by Manuela) these parts now allowed us to made the niello
without problems, and also to fuse glass and to carry out various solders
on gold and silver.
To prepare the niello I used natural
charcoal lit with the leather bellows. I did not use fluxes to make
the niello nor when making the tests, these last ones were made in silver
(95%Ag - 5%Cu).
In the first construction of the formula
of Plinius I used an alloy of 50% Ag - 50% Cu reduced to a thin layer
of around 0.4 millimetre. I prepared the thin layers, cutting them into
pieces, into a ceramic crucible covered and sealed with clay. After
I had calcined it for a night, inside a ceramic oven full of embers,
thin fragile and well blackened layers of sulphide were formed. These
thin layers were easy to grind, then I filled the test engravings with
the sulphide and a little water. Subjected to the fusion in the oven,
the sulphide melted easily in the engravings and maintained the colour.
The Latin writer however, did not
tell us how to prepare an alloy of copper and silver, thus in a second
experiment I used thin layers of copper and silver separately, cut in
very small pieces, mixed with the sulphur and put in an oven inside
a crucible similar to the previous one. The sulphide obtained could
be ground, mixed and applied together in the test, this niello functioned
much better than that realized with the alloy.
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Sulphur vivo crystal.
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The various parts of
the oven reconstructed according to original fragments.
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The same in function
with charcoal.
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Sulphide obtained by
the calcination of a thin layer of copper and silver according to the
Naturalis Historia.
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Ground sulphide.
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The niello on an engraved
design, according to the Naturalis Historia.
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I also tried to use the niello called
Type 1 by Schweizer, that is sulphide of only silver or monometallic.
The sulphide obtained by the calcination in a charcoal oven showed a
definite black colour, fragile but with a certain plasticity. This sulphur
immediately reduced to a silver metal once applied onto the test piece
and taken to a temperature of fusion. However, scraping the surface
of the ring, where the sulphide had been reduced, I became aware that
the reduction was only superficial and that underneath, the black colour
remained. This sulphide had a point of fusion very near to that of silver,
but it was possible to use it like that of a bimetallic. Excluding that
the sulphide would become a soft paste at around 600° C. In fact I didn't
manage to make it soft at that temperature, much less apply and press
it into the engraving. Also at 600° C the sulphide reduced to a silver
metal.
There exists another possibility for
the application of silver sulphide for example on a buckle as described
by Herman Born (8): that is a buckle with cold inserts of Domeykite
(Cu3As, a rare arsenical copper) that comes from Caucasus from the end
of the II millennium B.C.
I tried to insert the cold pieces
of silver sulphide into a design that had been previously engraved on
silver: it was possible to inlay it with the sulphide, the colour remained
unchanged, but the work was too complicated, besides the fragility of
the sulphide it was difficult to prepare pieces suitable for the design,
thus deterring me from this procedure.
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The silver sulphide reduced before using it in its soft state.
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Silver sulphide
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Silver sulphide fused on the engraving: the heat had reduced the sulphide on the surface.
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Niello inlayed into the engraving.
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Niello from Papirus Leyda.
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Conclusion
Francois Schweizer (9) analysed the
niello of some Byzantine objects dating from the VI and XI centuries.
From the analyses there resulted three types of sulphide: silver sulphide
(monometallic), sulphide mixed with silver and copper (bimetallic) and
sulphide mixed with silver, copper and lead (trimetallic), called by
the writer respectively Type I, II and III. Schweizer sustained that
by adding the lead it was probably a Byzantine invention of the X century,
also he specified that only the niello with lead flows well into the
engravings at a low temperature maintaining the colour, while the other
sulphides decompose between 500°C and 600°C. He assumed that
through the calcination of the sulphide Types I and II could be used.
Or immediately use the natural silver sulphide (acantite for example)
however, it was not specified the way in which it was to be applied.
I saw that the application of the
silver-copper sulphide to calcine did not work. In fact I tried to calcine
in the oven for about two hours at various temperatures (200°C,
300°C, 400°C, 500°C) the sulphide ground finely and mixed
with water in the engravings of the silver pieces. In the best experiment
results the sulphides were only partly fused, giving a less dark colour
and having formed a grey halo all around the engraving. And nor did
the other hypothetical use on the soft state function. These sulphides
in fact, must be applied in powder on the engravings and taken to a
temperature of fusion, eventually adding a flux to facilitate the flow
into the designs.
The correct interpretation of the
test of Plino and the repeated experimental proofs have demonstrated
that the niello obtained by the sulphides of copper and silver is the
function perfectly, as does the sulphide of only silver.
The adding later of lead probably
served to lower the point of the fusion, making the application easier.
BIBLIOGRAPHY
Hermann Born, Patined and
painted bronzes, P. Getty Museum, Malibu, CA, 1990.
Marcelin Berthelot, Introduction à la chimie des anciennes,
II, Steinheil, Paris, 1889.
Caius Plinius Secundus, Naturalis Historia, edited by
Giardini, Pisa, 1984.
Eraclio, De coloribus et de artibus romanorum, edited
by Istituto Italiano per gli Studi Storici, Napoli, 1996.
Benvenuto Cellini, I Trattati dell'oreficeria e della scultura,
edited by Paoletti, Firenze, 1994.
Francois Schweizer, Nielle byzantin, in: Outils et ateliers d'orfevres
des temps anciennes, Société Des Amis du Musée
Nationales Saint Germaine-en-Laye, 1993.
Alessandro Pacini was born
and lives in Montepulciano, Tuscany, where he works in the Aliseda workshop. He continues to study antique techniques of the jewellery
making.
The article The Niello of Naturalis Historia is from his
book Studi ed esperimenti su preziosi policromi antichi,
published by Madonna della Quercia, Montepulciano, 2004.
Alessandro Pacini
Via dell'Opio nel Corso 8
I-53045 Montepulciano (SI)
e-mail: ale.pacini@gmail.com
http://www.aliseda.it/alessandro/alessandro.htm
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